Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (1 Nov 2007 to 15 Apr 2008)
    • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (8 Feb 2005 to 17 Nov 2006)
    • CF26 Customer Trading (1 Dec 2001 to 8 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.