Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Feb 2021 to 3 Nov 2021)
- [FCA CF] Manager of certification employee (19 Feb 2021 to 3 Nov 2021)
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- CF30 Customer (5 Aug 2016 to 3 Jan 2017)
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- CF30 Customer (1 Nov 2012 to 9 Feb 2015)
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- CF30 Customer (27 May 2008 to 19 Oct 2012)
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- CF30 Customer (27 May 2008 to 19 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 22 Feb 2008)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 10 Jul 2003)
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- CF21 Investment Adviser (29 Apr 2005 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.