Takara Ohori

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Significant management (since 1 Apr 2024)
  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Significant management (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • SMBC Derivative Products Limited

    FRN 172073

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Manager of certification employee (since 1 Sep 2023)
    • [FCA CF] Significant management (since 1 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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