Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Material risk taker (3 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Significant management (3 Apr 2018 to 20 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 20 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 20 Apr 2020)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Material risk taker (3 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Significant management (3 Apr 2018 to 20 Apr 2020)
    • [FCA CF] Client dealing (13 Dec 2017 to 20 Apr 2020)
    • [FCA CF] Manager of certification employee (13 Dec 2017 to 20 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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