Takahiro Yazawa

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF7 Group Entity Senior Manager (7 Jul 2022 to 18 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (4 Mar 2022 to 8 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
    • CF1 Director (31 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
    • CF2 Non Executive Director (7 Oct 2014 to 1 Dec 2016)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • Director of firm who is not a certification employee or a SMF manager (4 Mar 2022 to 6 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • CF1 Director (15 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (15 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.