Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
- CF30 Customer (since 16 Jan 2025)
- CF30 Customer (23 Jul 2020 to 21 Oct 2020)
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Atherton & Associates Wealth Management Ltd
FRN 922040
- Employed By (since 16 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (22 Sep 2021 to 30 Dec 2022)
- CF30 Customer (19 Sep 2021 to 30 Dec 2022)
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- (50)Employed By (19 Sep 2021 to 30 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (23 Feb 2021 to 31 Aug 2021)
- CF30 Customer (10 Feb 2021 to 25 Aug 2021)
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- (2)Employed By (23 Jul 2020 to 21 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.