Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
    • CF30 Customer (since 16 Jan 2025)
    • CF30 Customer (23 Jul 2020 to 21 Oct 2020)
    • Employed By (since 16 Jan 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (22 Sep 2021 to 30 Dec 2022)
    • CF30 Customer (19 Sep 2021 to 30 Dec 2022)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (50)Employed By (19 Sep 2021 to 30 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (23 Feb 2021 to 31 Aug 2021)
    • CF30 Customer (10 Feb 2021 to 25 Aug 2021)
  • Wayne Hall (no longer approved here)

    FRN 623644

    • (2)Employed By (23 Jul 2020 to 21 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.