Tae Joong Lim

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MIRAE ASSET SECURITIES (UK) LTD. (no longer approved here)

    FRN 149240

    • CF10 Compliance Oversight (21 Jan 2014 to 12 May 2017)
    • CF28 Systems and controls (21 Jan 2014 to 12 May 2017)
    • CF3 Chief Executive (21 Jan 2014 to 12 May 2017)
    • CF1 Director (11 Mar 2013 to 12 May 2017)
    • CF2 Non Executive Director (2 Dec 2010 to 27 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.