Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 9 Jun 2011)
- CF28 Systems and controls (1 Nov 2007 to 9 Jun 2011)
- CF10 Compliance Oversight (1 Jun 2007 to 21 Jan 2008)
- CF13 Finance (1 Sep 2006 to 31 Oct 2007)
- CF21 Investment Adviser (13 Dec 2005 to 31 Oct 2007)
- CF27 Investment Management (13 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Oct 2005 to 13 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.