Tadashi Sato

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)

    FRN 115126

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF10 Compliance Oversight (1 Sep 2006 to 6 Oct 2006)
    • CF11 Money Laundering Reporting (1 Sep 2006 to 6 Oct 2006)
    • CF8 Apportionment and Oversight (16 Sep 2005 to 31 Oct 2007)
    • CF3 Chief Executive (16 Sep 2005 to 20 Jun 2008)
    • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
    • CF1 Director (26 May 2005 to 20 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

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