Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AFWM Limited
FRN 607283
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- [FCA CF] Client dealing (since 25 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 25 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.