Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Financial Services Limited (no longer approved here)

    FRN 311753

    • SMF4 Chief Risk (14 Feb 2020 to 31 Mar 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • SMF4 Chief Risk (22 May 2017 to 4 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jun 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Jun 2019)
    • CF28 Systems and controls (17 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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