Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Sep 2014)
    • CF1 Director (AR) (since 4 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF4 Partner (AR) (26 Oct 2007 to 7 Sep 2008)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Haighwood Ltd

    FRN 624249

    • (2)Employed By (since 4 Jun 2014)
  • Bluetree Financial Services Ltd (no longer approved here)

    FRN 208781

    • Employed By (26 Oct 2007 to 7 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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