Sylvain Imbert

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (29 May 2015 to 13 Jul 2015)
Goldman Sachs International
FRN 142888
- [FCA CF] Client dealing (since 7 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (29 May 2015 to 13 Jul 2015)
Portman Square Capital LLP (no longer approved here)
FRN 582333
- CF4 Partner (20 Sep 2012 to 24 Apr 2015)
- CF30 Customer (20 Sep 2012 to 24 Apr 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (15 Oct 2009 to 1 Mar 2012)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Feb 2009 to 30 Sep 2009)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (4 Jun 2004 to 23 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.