Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Habib Bank Zurich Plc
FRN 627671
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- SMF18 Other Overall Responsibility (since 7 Mar 2016)
- CF29 Significant management (3 Jul 2015 to 6 Mar 2016)
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Habib Bank AG Zurich
FRN 113991
- SMF22 Other Local Responsibility (since 7 Mar 2016)
- CF8 Apportionment and Oversight (6 Apr 2009 to 31 Mar 2009)
- CF3 Chief Executive (6 Apr 2009 to 24 Apr 2012)
- CF10 Compliance Oversight (6 Apr 2009 to 10 Feb 2012)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.