Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 22 May 2023)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Dec 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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