Syam Subash

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Intimate Financial Services Ltd
FRN 943974
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
- SMF16 Compliance Oversight (since 1 Sep 2021)
- SMF3 Executive Director (since 1 Sep 2021)
- Responsibility for MCD Intermediation (since 1 Sep 2021)
- Responsible for Insurance Distribution (since 1 Sep 2021)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Aug 2021)
- CF1 Director (AR) (13 Dec 2018 to 25 Aug 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.