Swapnil Katkar

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ERNST & YOUNG LLP

    FRN 196203

    • [FCA CF] Client dealing (since 7 Mar 2025)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.