Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Significant management (since 24 Nov 2020)
    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • SMF27 Partner (9 Dec 2019 to 13 Mar 2026)
    • CF4 Partner (31 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (24 Oct 2014 to 8 Dec 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 10 Oct 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.