Swaati Osborne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management US Limited

    FRN 585547

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2020)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 31 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.