Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF22 Other Local Responsibility (since 21 Oct 2022)
    • SMF6 Head of Key Business Areas (since 22 Nov 2019)
    • [FCA CF] Manager of certification employee (30 Aug 2019 to 22 Nov 2019)
    • [FCA CF] Material risk taker (30 Aug 2019 to 22 Nov 2019)
    • [FCA CF] Significant management (30 Aug 2019 to 22 Nov 2019)
    • [FCA CF] Client dealing (30 Aug 2019 to 22 Nov 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 Mar 2011 to 15 Mar 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.