Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Oct 2014 to 27 Apr 2017)
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- CF10a CASS Oversight function (1 Oct 2011 to 7 Jun 2017)
- CF1 Director (11 Oct 2010 to 7 Jun 2017)
- CF10 Compliance Oversight (3 Apr 2006 to 10 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.