Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (13 Feb 2020 to 30 Sep 2021)
    • [FCA CF] Significant management (13 Feb 2020 to 27 Sep 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (13 Feb 2020 to 30 Sep 2021)
    • [FCA CF] Significant management (13 Feb 2020 to 27 Sep 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Sep 2021)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Sep 2021)
    • CF29 Significant management (1 Nov 2016 to 2 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.