Sven Baumann

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 9 Mar 2022)
    • [FCA CF] Material risk taker (24 Jan 2020 to 9 Mar 2022)
    • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (15 Sep 2021 to 9 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 9 Mar 2022)
    • [FCA CF] Client dealing (24 Jan 2020 to 9 Mar 2022)
    • CF30 Customer (22 Dec 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (15 Sep 2021 to 9 Mar 2022)
    • [FCA CF] Material risk taker (15 Sep 2021 to 9 Mar 2022)
    • [FCA CF] Client dealing (24 Jan 2020 to 9 Mar 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 21 Mar 2011)
    • CF23 Corporate Finance Adviser (19 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.