Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (2 Dec 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (8 Jul 2010 to 17 Oct 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (10 Dec 2008 to 29 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.