Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 13 Mar 2009)
    • CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.