Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Spire North East Ltd
FRN 1049834
- (2)Employed By (since 10 Mar 2026)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 12 Feb 2026)
- CF30 Customer (since 11 Feb 2026)
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- (12)Employed By (11 Feb 2026 to 13 Mar 2026)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2024)
- CF30 Customer (3 Jul 2015 to 3 Jul 2015)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2012)
- CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.