Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 10 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Feb 2026)
    • CF30 Customer (since 11 Feb 2026)
  • Northern Spire Limited (no longer approved here)

    FRN 212906

    • (12)Employed By (11 Feb 2026 to 13 Mar 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2024)
    • CF30 Customer (3 Jul 2015 to 3 Jul 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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