Suzanne Walls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Significant management (since 17 May 2022)
    • [FCA CF] Algorithmic trading (since 7 Mar 2022)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Significant management (since 17 May 2022)
    • [FCA CF] Algorithmic trading (since 7 Mar 2022)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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