Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stewart Wealth Management Ltd
FRN 527515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 3 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (since 13 Oct 2018)
- CF1 Director (22 Jan 2019 to 8 Dec 2019)
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Pearson Wealth Management Ltd
FRN 825434
- (4)Employed By (since 14 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
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