Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2022)
    • CF30 Customer (1 Sep 2010 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2005)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (8 Nov 2010 to 6 Mar 2016)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
    • CF27 Investment Management (12 Apr 2005 to 31 Oct 2007)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.