Suzanne Marie Spink Davis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Significant management (since 4 Nov 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 21 Nov 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2017)
    • CF30 Customer (21 Jun 2011 to 6 Mar 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF1 Director (10 Jul 2013 to 1 Aug 2014)
    • CF30 Customer (21 Jun 2011 to 1 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
    • CF26 Customer Trading (23 Feb 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.