Sutesh Sharma

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Portman Square Capital LLP

    FRN 582333

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (20 Sep 2012 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (20 Sep 2012 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF29 Significant management (25 May 2010 to 5 Mar 2012)
    • CF30 Customer (24 Nov 2008 to 5 Mar 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.