Susannah Mary Stock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (26 Nov 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (8 Jan 2014 to 17 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Jan 2014 to 17 Apr 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF23 Corporate Finance Adviser (24 Feb 2003 to 4 Aug 2005)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.