Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 May 2022)
    • [FCA CF] Manager of certification employee (since 24 May 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Material risk taker (26 Nov 2018 to 22 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (26 Nov 2018 to 22 Jan 2019)
    • [FCA CF] Manager of certification employee (11 Jan 2017 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Sep 2016)
    • CF30 Customer (26 Jul 2010 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 17 Jul 2010)
    • CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF23 Corporate Finance Adviser (14 Jan 2004 to 10 Jun 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.