Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 24 May 2022)
- [FCA CF] Manager of certification employee (since 24 May 2022)
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- [FCA CF] Material risk taker (26 Nov 2018 to 22 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (26 Nov 2018 to 22 Jan 2019)
- [FCA CF] Manager of certification employee (11 Jan 2017 to 22 Jan 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 7 Sep 2016)
- CF30 Customer (26 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2010)
- CF21 Investment Adviser (25 Jul 2005 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (14 Jan 2004 to 10 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.