Susana SANTOS PRIETO

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Client dealing (since 11 Apr 2023)
    • [FCA CF] Manager of certification employee (11 Apr 2023 to 27 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Mar 2021)
    • CF30 Customer (19 Aug 2009 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (28 Jan 2005 to 29 Jun 2006)
    • CF22 Investment Adviser (Trainee) (4 Nov 2003 to 28 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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