Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2020)
    • CF10 Compliance Oversight (21 Oct 2019 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2020)
    • CF10 Compliance Oversight (21 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.