Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 7 Oct 2025)
    • CF1 Director (AR) (since 16 Sep 2025)
    • CF30 Customer (since 16 Sep 2025)
    • (1)Employed By (since 16 Sep 2025)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Client dealing (23 Jul 2021 to 2 Oct 2025)
    • [FCA CF] Functions requiring qualifications (23 Jul 2021 to 2 Oct 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (16 Sep 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (31 Jul 2008 to 21 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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