Susan Shu Fun Chan

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (22 Apr 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (23 Jan 2004 to 12 Mar 2004)
    • CF22 Investment Adviser (Trainee) (16 May 2003 to 23 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.