Susan Pearce

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- [FCA CF] Functions requiring qualifications (12 Sep 2016 to 25 Oct 2020)
- [FCA CF] Manager of certification employee (12 Sep 2016 to 26 Nov 2024)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (26 Jul 2002 to 1 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.