Susan Marie Puddephatt

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF11 Money Laundering Reporting (24 May 2018 to 4 Jan 2019)
    • CF29 Significant management (24 May 2018 to 4 Jan 2019)
  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • CF28 Systems and controls (28 Feb 2011 to 14 Aug 2015)
    • CF10 Compliance Oversight (28 Feb 2011 to 14 Aug 2015)
  • INTACT INSURANCE UK LIMITED (no longer approved here)

    FRN 202323

    • CF28 Systems and controls (11 Dec 2007 to 12 May 2008)
    • CF11 Money Laundering Reporting (25 Aug 2004 to 25 Aug 2005)
    • CF10 Compliance Oversight (25 Aug 2004 to 12 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Lee Strathy Limited

  2. controlled function added: (27)SMF3 Executive Director at Lee Strathy Limited

  3. controlled function removed: SMF3 Executive Director at Flowers McEwan Limited

  4. controlled function added: (19)SMF3 Executive Director at Flowers McEwan Limited

  5. controlled function removed: SMF3 Executive Director at Navigator Financial Planning Limited

  6. controlled function removed: CF1 Director (AR) at Navigator Financial Planning Limited

  7. controlled function added: (91)SMF3 Executive Director at Navigator Financial Planning Limited

  8. controlled function added: (92)CF1 Director (AR) at Navigator Financial Planning Limited

  9. controlled function removed: SMF3 Executive Director at Law Society (NI) Financial Advice Limited

  10. controlled function added: (81)SMF3 Executive Director at Law Society (NI) Financial Advice Limited