Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF30 Customer (1 Nov 2007 to 1 Feb 2012)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 5 Jan 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jan 2007)
    • CF26 Customer Trading (1 Dec 2001 to 5 Jan 2007)
    • CF27 Investment Management (1 Dec 2001 to 5 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.