Susan Lewis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Imperial Finance 23 Ltd (no longer approved here)
FRN 497616
- CF30 Customer (7 May 2009 to 24 Jun 2014)
Mishon Mackay Financial Management Limited (no longer approved here)
FRN 409164
- (1)Employed By (16 Dec 2004 to 2 Mar 2006)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (10 Aug 2004 to 2 Mar 2006)
James Tierney (no longer approved here)
FRN 197093
- (4)Employed By (10 Aug 2004 to 2 Mar 2006)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.