Susan Jean West

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • De Luca West Financial Planning Ltd

    FRN 845091

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 31 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (18)Employed By (6 Nov 2008 to 31 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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