Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RAVEN MORTGAGE SOLUTIONS LTD.
FRN 459221
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 17 Oct 2018)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (17 Oct 2018 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
- CF1 Director (2 Jan 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
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- CF7 Sole Trader (AR) (6 Mar 2006 to 1 Jan 2007)
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- Employed By (31 Oct 2004 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.