Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Mar 2023 to 1 Sep 2023)
- [FCA CF] Material risk taker (7 Mar 2023 to 1 Sep 2023)
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- [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Sep 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2023)
- CF28 Systems and controls (1 Nov 2007 to 30 Jun 2011)
- CF13 Finance (20 May 2002 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Sep 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2023)
- CF3 Chief Executive (13 Aug 2003 to 12 Jul 2006)
- CF8 Apportionment and Oversight (13 Aug 2003 to 12 Jul 2006)
- CF1 Director (13 Aug 2003 to 12 Jul 2006)
- CF13 Finance (20 May 2002 to 15 Aug 2003)
- CF14 Risk Assessment (1 Dec 2001 to 15 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.