Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Manager of certification employee (7 Mar 2023 to 1 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2023 to 1 Sep 2023)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2023)
    • CF28 Systems and controls (1 Nov 2007 to 30 Jun 2011)
    • CF13 Finance (20 May 2002 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2023)
    • CF3 Chief Executive (13 Aug 2003 to 12 Jul 2006)
    • CF8 Apportionment and Oversight (13 Aug 2003 to 12 Jul 2006)
    • CF1 Director (13 Aug 2003 to 12 Jul 2006)
    • CF13 Finance (20 May 2002 to 15 Aug 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.