Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 3 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.