Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 28 Feb 2020)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF10a CASS Oversight function (21 Aug 2014 to 8 Jun 2017)
    • CF28 Systems and controls (20 Mar 2008 to 17 Feb 2012)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF15 Internal Audit (15 Jan 2004 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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