Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (21 Oct 2019 to 28 Feb 2020)
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- CF10a CASS Oversight function (21 Aug 2014 to 8 Jun 2017)
- CF28 Systems and controls (20 Mar 2008 to 17 Feb 2012)
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- CF15 Internal Audit (15 Jan 2004 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.