Susan Eaton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Black & White Financial Planning Ltd

    FRN 588625

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2021)
    • [FCA CF] Client dealing (21 Dec 2021 to 27 Sep 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (17 Mar 2014 to 5 Jul 2021)
  • Wealth Planning Associates Ltd (no longer approved here)

    FRN 512922

    • Employed By (17 Mar 2014 to 5 Jul 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 May 2013 to 30 Mar 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.