Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (5 Dec 2019 to 6 Oct 2020)
- SMF22 Other Local Responsibility (29 Dec 2016 to 27 Sep 2018)
- CF29 Significant management (8 Apr 2008 to 16 Dec 2015)
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- [FCA CF] Material risk taker (5 Dec 2019 to 6 Oct 2020)
- SMF18 Other Overall Responsibility (29 Dec 2016 to 27 Sep 2018)
- CF29 Significant management (5 Feb 2008 to 16 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.