Susan Dato

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QT Financial Ltd

    FRN 913094

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • Appointed representative dealing with clients for which they require qualification (7 Feb 2020 to 8 Jun 2022)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jan 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (30 Mar 2006 to 21 Apr 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (25 May 2005 to 25 May 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (25 May 2005 to 25 May 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.