Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF16 Significant Mgt (Desgntd Investment Business) (19 Apr 2002 to 31 May 2004)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF1 Director (1 Dec 2001 to 31 Aug 2010)
    • CF3 Chief Executive (1 Dec 2001 to 31 Aug 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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